Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Braxton? Claim Your ProfileBraxton Ryker Halford is a registered representative of Goldman Sachs & Co. LLC and has been in the securities industry since August 2019. Braxton holds licenses for Series 63, 50, 52TO, 79TO, and SIE and is registered in all 50 states plus the District of Columbia, Puerto Rico, and the Virgin Islands. Braxton specializes in providing financial planning, educational seminars, and portfolio management services to individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Execution charges, custody, management fee
1
2
CA
08/26/2019 - Present
Goldman Sachs & Co. LLC (LOS ANGELES CA)
BC
Issued 08/13/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/05/2019
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 08/30/2019
Series 52TO - Municipal Securities Representative Examination
BC
Issued 08/26/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/19/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE National, Inc.
N
New York Stock Exchange
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