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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Braxton? Claim Your ProfileBraxton Barton is a financial professional with over 7 years of experience in the industry. Braxton holds several licenses and certifications, including Series 6, 7TO, 26, 63 and 65. Braxton currently works with LPL Enterprise, LLC. Braxton's professional experience includes time with Pruco Securities, LLC., Prudential Insurance Company of America, The Assurance Group, Transamerica Agency Network and LPL ENTERPRISE, LLC.. Braxton is registered with the state of Indiana as an Investment Advisor Representative and a Registered Representative, and the state of Florida as a Registered Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IN
11/14/2024 - Present
LPL Enterprise, LLC (INDIANAPOLIS IN)
IA
Issued 12/27/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/03/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/30/2016
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 12/07/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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