Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Braxton? Claim Your ProfileBraxton James Knopp is a registered representative with Houlihan Lokey Capital, Inc. based in Houston, Texas. Braxton has been in the financial services industry since 2015. Braxton holds the Series 63, SIE and Series 79 licenses. Prior to joining Houlihan Lokey Capital, Inc. Braxton worked for Jefferies LLC and Deutsche Bank Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
12/13/2019 - Present
Houlihan Lokey Capital, Inc. (HOUSTON TX)
TX
08/13/2018 - 12/10/2019
JEFFERIES LLC (HOUSTON TX)
TX
09/02/2015 - 07/10/2018
DEUTSCHE BANK SECURITIES INC. (HOUSTON TX)
BC
Issued 09/14/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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