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Braxton Bragg Comer

Citizens JMP Securities, LLC

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About Braxton Bragg Comer

Braxton Bragg Comer is a financial professional registered with Citizens JMP Securities, LLC. Braxton has been working in the financial services industry since 2003 and has experience at several firms including Citizens Capital Markets, Citizens Securities, Inc., Wachovia Capital Markets, LLC, Wachovia Securities, LLC and First Union Capital Markets Corp. Braxton holds the Series 63, Series 24, SIE, Series 79, and Series 7 licenses and is registered in North Carolina.

Firm Information

Braxton Comer is currently registered with Citizens JMP Securities, LLC. Citizens JMP Securities, LLC, a Limited Liability Company, was formed in 2002 and is approved in all 50 states and the District of Columbia. The firm has received one SEC registration and 51 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

238

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Braxton Comer’s Registration & Firm History

NC

08/01/2023 - Present

Citizens JMP Securities, LLC (CHARLOTTE NC)

NC

05/16/2016 - 08/01/2023

CITIZENS CAPITAL MARKETS (CHARLOTTE NC)

MA

09/28/2013 - 05/16/2016

CITIZENS SECURITIES, INC. (BOSTON MA)

NC

07/09/2003 - 02/27/2006

WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)

MO

10/01/1999 - 07/03/2003

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NC

02/02/1998 - 10/01/1999

FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)

NC

10/24/1995 - 02/02/1998

FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 01/29/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/11/2017

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/27/2013

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 10/23/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Braxton Bragg Comer.
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