Unclaimed
Brant Woodrow Grimes is a financial advisor with over 20 years of experience in the industry. Brant is currently registered with Voya Investment Management Co. LLC and has held previous positions with Allianz Global Investors Distributors LLC, RCM Distributors LLC, Citizens Securities, and Strong Investments, Inc. Brant holds the Series 63, Series 24, Series 7, and SIE licenses. Brant is also a Chartered Financial Analyst. Brant specializes in portfolio management for individuals, businesses, investment companies, and pooled investment vehicles. Brant also provides advisory services including the publication of periodicals and the selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
06/13/2018 - Present
Voya Investment Management Co. LLC (NEW YORK NY)
CA
10/30/2007 - 04/27/2011
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (SAN FRANCISCO CA)
CA
10/30/2007 - 06/11/2008
RCM DISTRIBUTORS LLC (SAN FRANCISCO CA)
ME
04/02/2004 - 05/04/2007
CITIZENS SECURITIES (PORTLAND ME)
WI
10/25/2000 - 03/16/2004
STRONG INVESTMENTS, INC. (MENOMONEE FALLS WI)
BC
Issued 09/21/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/28/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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