Unclaimed
Brant Wong is a registered representative with J.p. Morgan Institutional Investments Inc. Brant has been in the securities industry since 2006 and is currently licensed to conduct business in 53 states. Brant holds a Series 63, 66 and 24, and SIE and Series 7 licenses. Brant's previous experience includes working at JPMORGAN DISTRIBUTION SERVICES, INC. in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/18/2015 - Present
J.p. Morgan Institutional Investments Inc. (New York NY)
NY
02/15/2006 - 03/20/2007
JPMORGAN DISTRIBUTION SERVICES, INC. (NEW YORK NY)
BC
Issued 11/16/2015
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 02/21/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/08/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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