Unclaimed
Brant Josef Hocke is a financial professional with over 10 years of experience in the industry. Brant Josef Hocke is currently registered with ATB Capital Markets USA Inc. and has previously been registered with COKER & PALMER, IBERIA CAPITAL PARTNERS L.L.C. and JOHNSON RICE & COMPANY L.L.C. Brant Josef Hocke holds Series 63, Series 7 and SIE licenses. Brant Josef Hocke is registered in 46 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Payments for research-related services as determined by client
1
2
CO
12/05/2019 - Present
ATB Capital Markets USA Inc. (Denver CO)
LA
05/27/2015 - 01/02/2018
COKER & PALMER (New Orleans LA)
LA
02/27/2013 - 05/27/2015
IBERIA CAPITAL PARTNERS L.L.C. (NEW ORLEANS LA)
LA
08/12/2008 - 02/19/2013
JOHNSON RICE & COMPANY L.L.C. (NEW ORLEANS LA)
BC
Issued 01/16/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Brant Hocke is the right advisor for you? Invested Better is here to help.