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Brant Josef Hocke

ATB Capital Markets USA Inc.

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About Brant Josef Hocke

Brant Josef Hocke is a financial professional with over 10 years of experience in the industry. Brant Josef Hocke is currently registered with ATB Capital Markets USA Inc. and has previously been registered with COKER & PALMER, IBERIA CAPITAL PARTNERS L.L.C. and JOHNSON RICE & COMPANY L.L.C. Brant Josef Hocke holds Series 63, Series 7 and SIE licenses. Brant Josef Hocke is registered in 46 states and the District of Columbia.

Firm Information

Brant Hocke is currently registered with ATB Capital Markets USA Inc.. ATB Capital Markets USA Inc. is a Corporation formed on June 21, 2010, based in Calgary, Alberta, Canada. It is a registered investment advisor in all 50 states, District of Columbia, Puerto Rico and the Virgin Islands. The firm provides research-related services to clients including investment companies, corporations, insurance companies, pension plans, and government entities.
ATB Capital Markets USA Inc.

#410, 585 8TH AVENUE SW

CALGARY, ALBERTA, T2P 1G1

Not reported

Assets Under Management

Not reported

Total Clients

3

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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research-related services

Research-related services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Payments for research-related services as determined by client

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Brant Hocke’s Registration & Firm History

CO

12/05/2019 - Present

ATB Capital Markets USA Inc. (Denver CO)

LA

05/27/2015 - 01/02/2018

COKER & PALMER (New Orleans LA)

LA

02/27/2013 - 05/27/2015

IBERIA CAPITAL PARTNERS L.L.C. (NEW ORLEANS LA)

LA

08/12/2008 - 02/19/2013

JOHNSON RICE & COMPANY L.L.C. (NEW ORLEANS LA)

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Licenses & Designations

BC

Issued 01/16/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/11/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brant Josef Hocke.
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