Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Branko? Claim Your ProfileBranko Banic is an investment advisor representative with Charles Schwab & CO., Inc. Branko has been in the industry since February 26, 2009 and is registered with the state of Colorado. Branko has passed the Uniform Combined State Law Examination (Series 66) and the Uniform Securities Agent State Law Examination (Series 63), as well as the General Securities Representative Examination (Series 7), the Securities Industry Essentials Examination (SIE), the General Securities Sales Supervisor - General Module Examination (Series 10), and the General Securities Sales Supervisor - Options Module Examination (Series 9). Branko is registered with the state of Colorado as well as several other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CO
07/13/2020 - Present
Charles Schwab & CO., Inc. (Lone Tree CO)
NC
10/23/2009 - 01/29/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
02/25/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NC
12/18/2007 - 02/01/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NC
03/20/2007 - 12/04/2007
E*TRADE SECURITIES LLC (CHARLOTTE NC)
BOTH
Issued 07/13/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/09/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/14/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/09/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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