Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brandy? Claim Your ProfileBrandy Reni Hicks is a financial professional with over 20 years of experience in the financial services industry. Brandy Hicks currently works at Fidelity Brokerage Services LLC in Smithfield, Rhode Island. Previously, Brandy Hicks was registered with National Financial Services LLC in Boston, Massachusetts. Brandy Hicks is a Series 7, 9, 10, 63, 99TO and SIE licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
10/17/2012 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
RI
07/11/2008 - 05/23/2012
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
MA
07/25/2007 - 07/01/2008
NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)
RI
08/21/1998 - 05/24/2007
FIDELITY BROKERAGE SERVICES LLC (PROVIDENCE RI)
BC
Issued 08/31/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/30/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/30/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/28/2000
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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