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Brandt Richard Carr

Harris Williams

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About Brandt Richard Carr

Brandt Richard Carr is a financial professional with over 15 years of experience in the financial services industry. Brandt has a strong background in investment banking, having previously worked at Citigroup Global Markets Inc. in New York. Brandt is currently registered with Harris Williams in Richmond, Virginia. Brandt holds the Series 7, Series 24, Series 63, Series 79, and SIE licenses.

Firm Information

Brandt Carr is currently registered with Harris Williams. Harris Williams is a Limited Liability Company that was formed in 2006. The firm is registered in 38 states and is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

270

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brandt Carr’s Registration & Firm History

VA

07/12/2013 - Present

Harris Williams (RICHMOND VA)

NY

12/06/2007 - 07/24/2009

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/26/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/23/2024

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/12/2013

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 12/05/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brandt Richard Carr.
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