Unclaimed
Brandt Richard Carr is a financial professional with over 15 years of experience in the financial services industry. Brandt has a strong background in investment banking, having previously worked at Citigroup Global Markets Inc. in New York. Brandt is currently registered with Harris Williams in Richmond, Virginia. Brandt holds the Series 7, Series 24, Series 63, Series 79, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
VA
07/12/2013 - Present
Harris Williams (RICHMOND VA)
NY
12/06/2007 - 07/24/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 08/26/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/23/2024
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/2013
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 12/05/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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