Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brandon? Claim Your ProfileBrandon Xavier Sperling is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Brandon has been in the industry since May 2019 and is registered with the state of New York. Brandon has earned several certifications, including the Series 7, Series 66, and SIE exams. Brandon is also a Certified Financial Planner. Prior to joining Wells Fargo Advisors Financial Network, LLC, Brandon worked at Raymond James Financial Services, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Brandon specializes in providing investment consulting services to institutional clients, as well as financial planning, pension consulting, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NY
11/02/2023 - Present
Wells Fargo Advisors Financial Network, LLC (HAUPPAUGE NY)
NY
10/15/2021 - 11/08/2023
RAYMOND JAMES FINANCIAL SERVICES, INC. (Hauppage NY)
NY
05/02/2019 - 10/19/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 05/29/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/02/2019
Series 7TO - General Securities Representative Examination
BC
Issued 04/07/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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