Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brandon? Claim Your ProfileBrandon Lee is a financial advisor with Mizuho Securities USA LLC. Brandon has been working in the financial industry since November 2014. Brandon holds Series 63, 7, 86, and 87 licenses. Brandon has a strong understanding of the financial markets and is committed to providing his clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
05/31/2018 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
11/17/2014 - 05/16/2018
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
BC
Issued 11/25/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/2018
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 07/21/2018
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 11/17/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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