Unclaimed
Brandon Walther is a financial advisor with Northwestern Mutual Investment Services, LLC. Brandon has been working in the financial services industry since October 29, 2023. Brandon holds the Series 7TO, Series 63 and SIE licenses. Brandon is registered in the states of Arizona, Colorado, Oregon, Texas, and Washington. Brandon is located in Castle Rock, Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CO
10/30/2023 - Present
Northwestern Mutual Investment Services, LLC (Castle Rock CO)
BC
Issued 01/05/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/30/2023
Series 7TO - General Securities Representative Examination
BC
Issued 09/13/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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