Unclaimed
Brandon Vo is a financial advisor who is registered with the Financial Industry Regulatory Authority (FINRA) and the state of California. Brandon is currently employed by Houlihan Lokey Capital, Inc. and has been in the financial services industry since September 20, 2019. Brandon has a strong background in investment banking and has held previous positions at Petsky Prunier Securities, LLC and Houlihan Lokey Capital, Inc. Brandon has passed the Series 79TO, SIE, Series 62, and Series 79 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
09/12/2023 - Present
Houlihan Lokey Capital, Inc. (LOS ANGELES CA)
NY
02/27/2017 - 01/10/2018
PETSKY PRUNIER SECURITIES, LLC (NEW YORK NY)
NY
08/14/2015 - 02/16/2017
HOULIHAN LOKEY CAPITAL, INC. (NEW YORK NY)
NY
01/01/2014 - 08/04/2015
PETSKY PRUNIER SECURITIES, LLC (NEW YORK NY)
BC
Issued 08/29/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/12/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/18/2023
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2015
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 12/30/2013
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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