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Brandon Unger

THE Leaders Group, Inc.

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About Brandon Unger

Brandon Unger is a financial advisor with The Leaders Group, Inc. Brandon has been in the financial services industry since 2011. Brandon has Series 6, Series 63 and SIE licenses and is registered in New York and New Jersey.

Firm Information

Brandon Unger is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brandon Unger’s Registration & Firm History

CO

03/29/2017 - Present

THE Leaders Group, Inc. (LITTLETON CO)

NY

10/22/2014 - 06/02/2016

MML INVESTORS SERVICES, LLC (GARDEN CITY NY)

NY

10/23/2013 - 05/21/2014

PARK AVENUE SECURITIES LLC (PURCHASE NY)

NY

10/01/2009 - 09/30/2013

PRUCO SECURITIES, LLC. (UNIONDALE NY)

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Licenses & Designations

BC

Issued 10/09/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/30/2009

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brandon Unger.
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