Unclaimed
Brandon Taylor Mills is a financial advisor currently working with UBS Financial Services Inc. Brandon has been in the financial services industry since December 2020. Brandon holds licenses to provide investment advisory services. Brandon has earned the Series 7, Series 66, and SIE licenses. Brandon is registered to provide investment services in Alabama, Florida, Georgia, Massachusetts, New Jersey, North Carolina, South Carolina, Tennessee and more. Brandon is affiliated with the Greenville office of UBS Financial Services Inc. Brandon has a strong track record of providing financial advice to clients and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
SC
05/12/2021 - Present
UBS Financial Services Inc. (GREENVILLE SC)
SC
12/08/2020 - 04/30/2021
AMERIPRISE FINANCIAL SERVICES, LLC (Greenville SC)
BOTH
Issued 03/01/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/08/2020
Series 7TO - General Securities Representative Examination
BC
Issued 07/25/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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