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Brandon Shane Warner

Ares Management Capital Markets LLC

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About Brandon Shane Warner

Brandon Shane Warner is a financial advisor registered in California. Brandon has been active in the financial industry since April 23, 2023. Brandon is currently employed by Ares Management Capital Markets LLC and is registered with FINRA as a General Securities Representative. Brandon passed the Series 7TO, Series 63 and SIE exams.

Firm Information

Brandon Warner is currently registered with Ares Management Capital Markets LLC. Ares Management Capital Markets LLC is a Limited Liability Company formed in January 2012. They are registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

91

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brandon Warner’s Registration & Firm History

CA

04/24/2023 - Present

Ares Management Capital Markets LLC (LOS ANGELES CA)

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Licenses & Designations

BC

Issued 06/05/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/24/2023

Series 7TO - General Securities Representative Examination

BC

Issued 02/08/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brandon Shane Warner.
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