Unclaimed
Brandon Slaughter is a financial advisor with LPL Financial LLC. Brandon has been in the financial services industry since January 8, 2002. Brandon is registered with the state of Iowa and Texas. Brandon has offices in Cherokee, Iowa. Prior to joining LPL Financial LLC, Brandon worked at BROKER DEALER FINANCIAL SERVICES CORP. and MORGAN STANLEY DW INC. Brandon is a Series 66, 31 and 7 licensed advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IA
10/15/2018 - Present
LPL Financial LLC (CHEROKEE IA)
IA
09/12/2005 - 10/15/2018
BROKER DEALER FINANCIAL SERVICES CORP. (CHEROKEE IA)
NY
01/09/2002 - 09/14/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 02/19/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 01/08/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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