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Brandon Scott Holt

Pershing LLC

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About Brandon Scott Holt

Brandon Scott Holt is a financial advisor with Pershing LLC. Brandon has been in the financial services industry since 2016 and has a strong background in investments. Brandon is a Series 7, Series 63, and Series 24 licensed professional and holds a SIE designation. Brandon has worked with Capital One Investing, LLC and AXA Advisors, LLC in the past.

Firm Information

Brandon Holt is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brandon Holt’s Registration & Firm History

FL

03/15/2019 - Present

Pershing LLC (LAKE MARY FL)

DE

02/01/2017 - 03/05/2019

CAPITAL ONE INVESTING, LLC (WILMINGTON DE)

PA

05/27/2016 - 12/06/2016

AXA ADVISORS, LLC (BALA CYNWYD PA)

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Licenses & Designations

BC

Issued 03/07/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/07/2022

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/27/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Brandon Scott Holt.
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