Unclaimed
Brandon Heruth is a financial advisor with Lion Street Financial, LLC, a firm that is not registered with the SEC. Brandon has been in the financial industry since 2003, holding previous roles with Global Atlantic Distributors, LLC, Voya America Equities, Inc., Securian Financial Services, Inc., and Waddell & Reed, Inc.. Brandon holds FINRA Series 6, 7, 63, and SIE licenses. Brandon's current firm is located in Austin, Texas, where Brandon is also registered to provide financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
02/23/2024 - Present
Lion Street Financial, LLC (AUSTIN TX)
CT
06/10/2019 - 08/14/2023
GLOBAL ATLANTIC DISTRIBUTORS, LLC (HARTFORD CT)
MN
12/10/2014 - 02/06/2019
VOYA AMERICA EQUITIES, INC. (MINNEAPOLIS MN)
MN
09/26/2011 - 11/03/2014
VOYA AMERICA EQUITIES, INC. (MINNEAPOLIS MN)
MN
08/25/2004 - 05/05/2011
SECURIAN FINANCIAL SERVICES, INC. (ST PAUL MN)
KS
04/18/2002 - 08/05/2004
WADDELL & REED, INC. (OVERLAND PARK KS)
BC
Issued 03/04/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/01/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Brandon Heruth is the right advisor for you? Invested Better is here to help.