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Brandon Scott Heruth

Lion Street Financial, LLC

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About Brandon Scott Heruth

Brandon Heruth is a financial advisor with Lion Street Financial, LLC, a firm that is not registered with the SEC. Brandon has been in the financial industry since 2003, holding previous roles with Global Atlantic Distributors, LLC, Voya America Equities, Inc., Securian Financial Services, Inc., and Waddell & Reed, Inc.. Brandon holds FINRA Series 6, 7, 63, and SIE licenses. Brandon's current firm is located in Austin, Texas, where Brandon is also registered to provide financial advice.

Firm Information

Brandon Heruth is currently registered with Lion Street Financial, LLC. Lion Street Financial, LLC is a Limited Liability Company formed in January 2022 and is registered to provide advisory services in all 50 states, the District of Columbia, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brandon Heruth’s Registration & Firm History

TX

02/23/2024 - Present

Lion Street Financial, LLC (AUSTIN TX)

CT

06/10/2019 - 08/14/2023

GLOBAL ATLANTIC DISTRIBUTORS, LLC (HARTFORD CT)

MN

12/10/2014 - 02/06/2019

VOYA AMERICA EQUITIES, INC. (MINNEAPOLIS MN)

MN

09/26/2011 - 11/03/2014

VOYA AMERICA EQUITIES, INC. (MINNEAPOLIS MN)

MN

08/25/2004 - 05/05/2011

SECURIAN FINANCIAL SERVICES, INC. (ST PAUL MN)

KS

04/18/2002 - 08/05/2004

WADDELL & REED, INC. (OVERLAND PARK KS)

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Licenses & Designations

BC

Issued 03/04/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/01/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/17/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brandon Scott Heruth.
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