Unclaimed
Brandon Cook is a registered representative with BMO Capital Markets Corp. Brandon has been in the securities industry since 2009. Brandon holds the Series 7, Series 63, and SIE securities licenses. Brandon has been registered with BMO Capital Markets Corp. since 2017. Previously Brandon was registered with RBC Capital Markets, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Provision of securities trading ideas and research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees for securities trading ideas and research
1
2
NY
11/21/2017 - Present
BMO Capital Markets Corp. (New York NY)
NY
01/27/2009 - 03/30/2016
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
BC
Issued 02/02/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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