Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brandon? Claim Your ProfileBrandon S. Smith is a financial advisor who has been in the industry since September 2004. Brandon is registered with Northwestern Mutual Investment Services, LLC and holds Series 6, 7, 63 and 65 licenses as well as the SIE exam. Brandon is registered in 36 states for Broker-Dealer registrations. Brandon also has a current Investment Advisor Representative registration in Ohio. Brandon has been registered with Northwestern Mutual Investment Services, LLC since September 2013. The firm is based in Milwaukee, Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
OH
09/10/2013 - Present
Northwestern Mutual Investment Services, LLC (Upper Arlington OH)
BC
Issued 04/01/2016
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/07/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/2016
Series 7 - General Securities Representative Examination
BC
Issued 09/09/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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