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Brandon Rolfes

Stonex Financial Inc.

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About Brandon Rolfes

Brandon Rolfes is a financial professional with over 10 years of experience in the industry. Brandon is currently registered with Stonex Financial Inc. in Florida and New York and holds Series 7, Series 55, Series 63, Series 57TO and SIE licenses. Brandon previously worked at Citadel Securities Institutional LLC, Citadel Securities LLC, ARXIS Securities LLC, and Automated Trading Desk Financial Services, LLC.

Firm Information

Brandon Rolfes is currently registered with Stonex Financial Inc.. Stonex Financial Inc. is a Corporation that was formed on May 29, 1998 and is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

374

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brandon Rolfes’s Registration & Firm History

FL

09/12/2023 - Present

Stonex Financial Inc. (WINTER PARK FL)

IL

05/23/2019 - 06/26/2023

CITADEL SECURITIES INSTITUTIONAL LLC (Chicago IL)

IL

02/14/2018 - 06/26/2023

CITADEL SECURITIES LLC (CHICAGO IL)

NY

10/11/2016 - 06/13/2017

ARXIS SECURITIES LLC (NEW YORK NY)

SC

06/20/2012 - 08/18/2016

AUTOMATED TRADING DESK FINANCIAL SERVICES, LLC (MT. PLEASANT SC)

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Licenses & Designations

BC

Issued 07/12/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/02/2012

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 06/19/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brandon Rolfes.
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