Unclaimed
Brandon Rolfes is a financial professional with over 10 years of experience in the industry. Brandon is currently registered with Stonex Financial Inc. in Florida and New York and holds Series 7, Series 55, Series 63, Series 57TO and SIE licenses. Brandon previously worked at Citadel Securities Institutional LLC, Citadel Securities LLC, ARXIS Securities LLC, and Automated Trading Desk Financial Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
09/12/2023 - Present
Stonex Financial Inc. (WINTER PARK FL)
IL
05/23/2019 - 06/26/2023
CITADEL SECURITIES INSTITUTIONAL LLC (Chicago IL)
IL
02/14/2018 - 06/26/2023
CITADEL SECURITIES LLC (CHICAGO IL)
NY
10/11/2016 - 06/13/2017
ARXIS SECURITIES LLC (NEW YORK NY)
SC
06/20/2012 - 08/18/2016
AUTOMATED TRADING DESK FINANCIAL SERVICES, LLC (MT. PLEASANT SC)
BC
Issued 07/12/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2012
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/19/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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