Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brandon? Claim Your ProfileBrandon Robert Whelan is a financial advisor with Wells Fargo Clearing Services, LLC. Brandon has been in the financial industry since 2014 and is licensed in 49 states. Brandon holds the Series 66, Series 7 and SIE licenses. Brandon is a Certified Financial Planner® and specializes in providing financial planning, portfolio management, and investment consulting services. Brandon has previously worked for Morgan Stanley and LPL Financial, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
08/26/2022 - Present
Wells Fargo Clearing Services, LLC (DAVIDSON NC)
NC
01/18/2018 - 09/16/2022
MORGAN STANLEY (Charlotte NC)
SC
11/08/2016 - 01/24/2018
LPL FINANCIAL LLC (FORT MILL SC)
FL
09/11/2013 - 07/06/2016
WELLS FARGO ADVISORS, LLC (FORT LAUDERDALE FL)
BOTH
Issued 10/04/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Brandon Whelan is the right advisor for you? Invested Better is here to help.
