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Brandon Robert Shea

T. Rowe Price Investment Services, Inc.

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About Brandon Robert Shea

Brandon Robert Shea is a financial advisor with over 20 years of experience in the industry. Brandon is currently registered with T. Rowe Price Investment Services, Inc. Brandon has a wide range of experience with several previous employers, including Ridgeworth Distributors LLC, Pioneer Funds Distributor, Inc., Legg Mason Investors Services, LLC and Citigroup Global Markets Inc.. Brandon is licensed in 53 states.

Firm Information

Brandon Shea is currently registered with T. Rowe Price Investment Services, Inc.. T. Rowe Price Investment Services, Inc. is a corporation formed on June 10, 1980. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. It has one regulatory event and three arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

612

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brandon Shea’s Registration & Firm History

MD

03/16/2017 - Present

T. Rowe Price Investment Services, Inc. (BALTIMORE MD)

TN

01/24/2011 - 04/07/2016

RIDGEWORTH DISTRIBUTORS LLC (GALLATIN TN)

MA

02/24/2006 - 12/23/2010

PIONEER FUNDS DISTRIBUTOR, INC. (BOSTON MA)

CA

12/01/2005 - 12/20/2005

LEGG MASON INVESTORS SERVICES, LLC (SAN MATEO CA)

NY

03/11/2004 - 12/01/2005

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

CO

08/24/2000 - 07/07/2003

TRANSAMERICA CAPITAL, INC. (DENVER CO)

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Licenses & Designations

IA

Issued 05/23/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/30/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/17/2011

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/17/2001

Series 7 - General Securities Representative Examination

BC

Issued 08/23/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brandon Robert Shea.
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