Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brandon? Claim Your ProfileBrandon Richard Phillips is a financial advisor with MAI Capital Management, LLC, a firm with approximately 19.7 billion dollars in assets under management. Brandon is registered in North Carolina as an investment advisor representative. Brandon has been in the industry for over twenty years, starting with Morgan Keegan & Company, Inc. in 2002. Brandon holds the Series 7, 24, 63, and 65 securities licenses. Brandon provides portfolio management services for individuals, businesses, investment companies, and pooled investment vehicles, as well as financial planning, pension consulting, selection of other advisors, and due diligence/research services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Due diligence/research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of non-investment income
1
2
NC
12/21/2021 - Present
MAI Capital Management, LLC (Charlotte NC)
NC
04/13/2009 - 07/09/2012
CAPITAL GUARDIAN, LLC (CHARLOTTE NC)
NC
11/16/2007 - 03/13/2009
STANFORD GROUP COMPANY (CHARLOTTE NC)
NC
07/18/2002 - 11/19/2007
MORGAN KEEGAN & COMPANY, INC. (CHARLOTTE NC)
IA
Issued 03/24/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/23/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/21/2009
Series 24 - General Securities Principal Examination
BC
Issued 07/17/2002
Series 7 - General Securities Representative Examination
Active
Inactive
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