Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brandon? Claim Your ProfileBrandon Richard Mabie is a financial professional registered with Axos Clearing LLC in Centennial, Colorado. Brandon has been in the industry since May 24, 2020, and holds the Series 7TO, Series 63, and SIE exams. Brandon has been registered with the state of Colorado since August 13, 2021. Prior to joining Axos Clearing LLC, Brandon was employed by E*TRADE SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
08/13/2021 - Present
Axos Clearing LLC (CENTENNIAL CO)
CO
10/14/2019 - 12/31/2020
E*TRADE SECURITIES LLC (Centennial CO)
BC
Issued 11/16/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/14/2019
Series 7TO - General Securities Representative Examination
BC
Issued 08/02/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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