Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brandon? Claim Your ProfileBrandon Powers is a financial professional who has been in the industry since 2010. Brandon Powers is currently registered with Principal Securities, Inc. in both New York and Texas. Brandon Powers has a total of 23 state registrations, including New York, Texas and California. In addition to his series 63 license, Brandon Powers holds the Series 6, Series 7, and SIE exams. Previously, Brandon Powers was registered with Ameriprise Financial Services, Inc. and Princor Financial Services Corporation. Brandon Powers provides financial planning services to a variety of clients, including high-net-worth individuals, individuals other than high-net-worth, charitable organizations, corporations or other businesses, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
NY
07/09/2021 - Present
Principal Securities, Inc. (Melville NY)
NY
06/16/2010 - 09/14/2011
AMERIPRISE FINANCIAL SERVICES, INC. (GARDEN CITY NY)
NY
02/09/2010 - 06/17/2010
PRINCOR FINANCIAL SERVICES CORPORATION (MELVILLE NY)
BC
Issued 05/04/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/2010
Series 7 - General Securities Representative Examination
BC
Issued 01/22/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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