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Brandon Peoples

Cantor Fitzgerald & Co.

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About Brandon Peoples

Brandon Peoples is a financial professional with over 20 years of experience in the securities industry. Brandon is currently registered with Cantor Fitzgerald & Co. and holds Series 7, 24, 52, 55, 63, 99TO and SIE licenses. Brandon has previously held positions at Morgan Stanley & Co., Incorporated and Merrill Lynch, Pierce, Fenner & Smith Incorporated.

Firm Information

Brandon Peoples is currently registered with Cantor Fitzgerald & Co.. Cantor Fitzgerald & Co. is a partnership formed on September 25, 1992, with a presence in 52 states and the District of Columbia, as well as federal SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

291

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brandon Peoples’s Registration & Firm History

NY

01/17/2020 - Present

Cantor Fitzgerald & Co. (NEW YORK NY)

NY

06/03/2003 - 03/02/2005

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

NY

10/30/2000 - 04/07/2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

MI

09/30/1999 - 10/22/1999

OLDE DISCOUNT CORPORATION (DETROIT MI)

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Licenses & Designations

BC

Issued 03/02/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/28/2021

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/17/2020

Series 7TO - General Securities Representative Examination

BC

Issued 12/04/2019

SIE - Securities Industry Essentials Examination

BC

Issued 02/19/2002

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/15/2001

Series 7 - General Securities Representative Examination

BC

Issued 09/29/1999

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Brandon Peoples.
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