Unclaimed
Brandon Quartararo is a financial advisor with RBC Capital Markets, LLC. Brandon has been in the financial services industry since 2008 and holds several licenses and certifications, including Series 7, 24, 63, 79, and SIE. Brandon has a strong track record of providing investment advice and financial planning services to a diverse range of clients. Brandon is a highly motivated and experienced advisor who is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
12/06/2021 - Present
RBC Capital Markets, LLC (Century City CA)
CA
09/13/2016 - 12/01/2021
INTREPID INVESTMENT BANKERS LLC (LOS ANGELES CA)
NY
09/11/2014 - 09/09/2016
TRUMP SECURITIES, LLC (NEW YORK NY)
NY
12/21/2011 - 01/29/2013
MCFARLAND DEWEY SECURITIES CO., LLC (NEW YORK NY)
CA
09/10/2010 - 08/19/2011
SIEMER & ASSOCIATES, LLC (SANTA MONICA CA)
IL
01/15/2008 - 08/14/2008
BMO CAPITAL MARKETS CORP. (CHICAGO IL)
BC
Issued 11/05/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/27/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 01/14/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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