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Brandon Oliver Au

Park Avenue Securities LLC

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About Brandon Oliver Au

Brandon Oliver Au is a financial advisor registered with Park Avenue Securities LLC in Campbell, California. Brandon has been in the financial services industry since January 4, 2005. Brandon holds licenses for Series 7, Series 24 and Series 66. Brandon has worked with clients ranging from corporations and businesses to individuals and high-net-worth individuals.

Firm Information

Brandon Au is currently registered with Park Avenue Securities LLC. Park Avenue Securities LLC is a Limited Liability Company registered in the state of New York and has been operating since August 20, 1998. They provide financial planning and portfolio management services to individuals, high net worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and captive insurance clients. The firm has a nationwide reach with registered offices in 53 states and the District of Columbia.
Park Avenue Securities LLC

10 HUDSON YARDS

NEW YORK, NY 10001

$11.88B

Assets Under Management

38,141

Total Clients

2,244

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Brandon Au’s Registration & Firm History

CA

05/26/2023 - Present

Park Avenue Securities LLC (CAMPBELL CA)

CA

08/15/2008 - 04/06/2023

MML INVESTORS SERVICES, LLC (WALNUT CREEK CA)

IL

12/11/2007 - 07/09/2008

STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)

CA

12/13/2004 - 10/31/2006

QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)

NY

09/10/2001 - 12/20/2002

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

BOTH

Issued 12/30/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/07/2020

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/08/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brandon Oliver Au.
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