Unclaimed
Brandon N. Bassell is a financial advisor who has been in the industry since 2014. He is currently registered with Raymond James & Associates, Inc. in Los Angeles, California. Previously, Brandon N. Bassell worked at Blaylock Van, LLC, ICE BONDS SECURITIES CORPORATION, and TMC BONDS L.L.C. He holds the SIE, Series 7, Series 52, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/08/2022 - Present
Raymond James & Associates, Inc. (Los Angeles CA)
GA
08/03/2021 - 03/09/2022
BLAYLOCK VAN, LLC (Alpharetta GA)
NY
06/01/2020 - 07/16/2021
ICE BONDS SECURITIES CORPORATION (New York NY)
NY
10/10/2014 - 06/03/2020
TMC BONDS L.L.C. (New York NY)
BC
Issued 02/10/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2014
Series 52 - Municipal Securities Representative Examination
BC
Issued 10/10/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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