Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brandon? Claim Your ProfileBrandon Mitchell Barouh is a financial advisor with DFA Securities LLC. Brandon has been working in the financial industry since August 2, 2014. Brandon is registered in Texas and holds the Series 7, Series 25, Series 55, and Series 63 licenses, as well as the Securities Industry Essentials Exam (SIE). Brandon has previously worked at Stuart Frankel & Co., Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
01/27/2016 - Present
DFA Securities LLC (AUSTIN TX)
NY
06/19/2014 - 10/09/2015
STUART FRANKEL & CO., INCORPORATED (GREAT NECK NY)
NY
06/07/2013 - 08/09/2013
STUART FRANKEL & CO., INCORPORATED (GREAT NECK NY)
BC
Issued 11/04/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/2015
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/20/2014
Series 25 - NYSE Trading Assistant Examination
BC
Issued 07/22/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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