Unclaimed
Brandon Miles Sherwood is a financial professional with experience in the securities industry. Brandon is currently registered with Strong Capital Markets, LLC and holds several licenses, including Series 7, 63, and 52. Brandon has worked in the securities industry since 2015 and has experience with municipal securities, futures, and other investments. Brandon is a resident of Stamford, Connecticut and is licensed to conduct business in Colorado and Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
06/04/2024 - Present
Strong Capital Markets, LLC (STAMFORD CT)
CO
10/20/2015 - 09/30/2019
GEORGE K. BAUM & COMPANY (DENVER CO)
BC
Issued 02/21/2024
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/30/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/03/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 06/04/2024
Series 7TO - General Securities Representative Examination
BC
Issued 02/16/2024
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2021
Series 31 - Futures Managed Funds Examination
BC
Issued 01/05/2021
Series 3 - National Commodity Futures Examination
BC
Issued 11/02/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 10/20/2015
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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