Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brandon? Claim Your ProfileBrandon Michael Smith is a registered investment advisor representative associated with Capital Client Group, Inc. Brandon has been in the industry since April 30, 2021 and holds registrations in all 50 states and Puerto Rico. Brandon is registered as an Investment Advisor Representative (IAR) with the state of Texas and has passed the Series 66, Series 7TO, and SIE exams. Brandon has previous employment with Capital Group Companies - American Funds in San Antonio, TX and Capital Group Companies in Irvine, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
TX
06/17/2021 - Present
Capital Client Group, Inc. (SAN ANTONIO TX)
BOTH
Issued 06/17/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/30/2021
Series 7TO - General Securities Representative Examination
BC
Issued 02/12/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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