Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brandon? Claim Your ProfileBrandon Michael Ross is an experienced financial advisor with a proven track record of success in the industry. Brandon has been working in the financial services industry since 1996. Brandon is currently registered with Westpark Capital, Inc. and has previously been associated with a number of other firms including Dawson James Securities, Inc. and Joseph Gunnar & Co. LLC. Brandon specializes in providing financial planning, investment management, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
05/08/2024 - Present
Westpark Capital, Inc. (LOS ANGELES CA)
NY
10/21/2019 - 11/10/2023
JOSEPH GUNNAR & CO. LLC (UNIONDALE NY)
NY
12/03/2018 - 06/21/2019
DAWSON JAMES SECURITIES, INC. (NEW YORK NY)
NY
11/15/2013 - 12/03/2018
WESTPARK CAPITAL, INC. (NEW YORK NY)
FL
09/12/2013 - 12/11/2013
DAWSON JAMES SECURITIES, INC. (BOCA RATON FL)
NY
10/11/2005 - 09/16/2011
DAWSON JAMES SECURITIES, INC. (NEW YORK NY)
NY
10/12/2004 - 06/30/2005
MAXIM GROUP LLC (NEW YORK NY)
NY
09/07/2004 - 10/20/2004
KIRLIN SECURITIES INC. (SYOSSET NY)
NY
02/26/2004 - 09/03/2004
KIRLIN SECURITIES INC. (SYOSSET NY)
CA
12/03/2002 - 05/13/2003
SHORELINE PACIFIC, LLC (SAN FRANCISCO CA)
NY
12/21/2001 - 03/20/2002
COMMONWEALTH ASSOCIATES (NEW YORK NY)
NY
08/11/2000 - 08/28/2001
GKN SECURITIES CORP. (NEW YORK NY)
NY
10/20/1998 - 08/28/2000
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
NY
02/22/1994 - 10/29/1998
BARINGTON CAPITAL GROUP, L.P. (NEW YORK NY)
NY
11/18/1992 - 03/04/1994
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
NY
01/07/1992 - 11/23/1992
D. H. BLAIR & CO., INC. (NEW YORK NY)
CO
11/12/1991 - 12/18/1991
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
BC
Issued 11/14/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/26/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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