Unclaimed
Brandon Michael Nicodemo is a registered representative with Dowling & Partners Securities LLC, a firm headquartered in New York, NY. Brandon has been in the securities industry since September 3, 2015 and has held previous roles at Hales Securities, LLC and NewOak Capital Markets LLC. Brandon is licensed in New York and has passed the Series 7, Series 63, Series 79, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/24/2024 - Present
Dowling & Partners Securities LLC (New York NY)
NY
08/22/2017 - 04/29/2024
HALES SECURITIES, LLC (NEW YORK NY)
NY
09/04/2015 - 08/21/2017
NEWOAK CAPITAL MARKETS LLC (NEW YORK NY)
BC
Issued 08/14/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2017
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 09/04/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
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