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Brandon Michael Nicodemo

Dowling & Partners Securities LLC

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About Brandon Michael Nicodemo

Brandon Michael Nicodemo is a registered representative with Dowling & Partners Securities LLC, a firm headquartered in New York, NY. Brandon has been in the securities industry since September 3, 2015 and has held previous roles at Hales Securities, LLC and NewOak Capital Markets LLC. Brandon is licensed in New York and has passed the Series 7, Series 63, Series 79, and SIE exams.

Firm Information

Brandon Nicodemo is currently registered with Dowling & Partners Securities LLC. Dowling & Partners Securities LLC is a Limited Liability Company formed on July 1, 1994. The firm is registered in eight states: California, Connecticut, Florida, Illinois, Massachusetts, New Hampshire, New York, and Ohio. It also has an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

26

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brandon Nicodemo’s Registration & Firm History

NY

04/24/2024 - Present

Dowling & Partners Securities LLC (New York NY)

NY

08/22/2017 - 04/29/2024

HALES SECURITIES, LLC (NEW YORK NY)

NY

09/04/2015 - 08/21/2017

NEWOAK CAPITAL MARKETS LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/14/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/15/2017

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 09/04/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Brandon Michael Nicodemo.
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