Unclaimed
Brandon Michael Miller is a registered representative and investment advisor representative with Principal Asset Management. Brandon has been in the industry since June 28, 2012. Brandon has held previous positions at Principal Securities, Inc. and MetLife Securities Inc.. Brandon is licensed to sell securities in Arizona, Iowa, and Ohio. Brandon has passed the Uniform Combined State Law Examination, the Registered Options Principal Examination, the Municipal Securities Principal Examination, the General Securities Principal Examination, the Securities Industry Essentials Examination, the Municipal Securities Representative Examination, and the General Securities Representative Examination. Brandon is a registered representative and investment advisor representative with Principal Asset Management. Brandon is a specialist in the following areas: fixed income, mutual funds, variable annuities, life insurance, and investment advisory services. Brandon is also a member of the Principal Global Investors, LLC team and will perform certain functions for Principal Global Investors and its affiliates. Brandon is committed to providing his clients with the highest quality of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Spread lending management and advice; asset allocation services; providing model portfolios
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Charge on a cost allocation basis to principal life
1
2
IA
08/29/2016 - Present
Principal Asset Management (Des Moines IA)
IA
12/11/2012 - 03/16/2017
PRINCIPAL SECURITIES, INC. (DES MOINES IA)
IA
06/18/2012 - 11/29/2012
METLIFE SECURITIES INC. (WEST DES MOINES IA)
BOTH
Issued 07/05/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/13/2013
Series 4 - Registered Options Principal Examination
BC
Issued 04/09/2013
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/31/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/2013
Series 52 - Municipal Securities Representative Examination
BC
Issued 06/16/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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