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Brandon Michael Miller

Principal Asset Management

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About Brandon Michael Miller

Brandon Michael Miller is a registered representative and investment advisor representative with Principal Asset Management. Brandon has been in the industry since June 28, 2012. Brandon has held previous positions at Principal Securities, Inc. and MetLife Securities Inc.. Brandon is licensed to sell securities in Arizona, Iowa, and Ohio. Brandon has passed the Uniform Combined State Law Examination, the Registered Options Principal Examination, the Municipal Securities Principal Examination, the General Securities Principal Examination, the Securities Industry Essentials Examination, the Municipal Securities Representative Examination, and the General Securities Representative Examination. Brandon is a registered representative and investment advisor representative with Principal Asset Management. Brandon is a specialist in the following areas: fixed income, mutual funds, variable annuities, life insurance, and investment advisory services. Brandon is also a member of the Principal Global Investors, LLC team and will perform certain functions for Principal Global Investors and its affiliates. Brandon is committed to providing his clients with the highest quality of service.

Firm Information

Brandon Miller is currently registered with Principal Asset Management. Principal Asset Management is a large investment advisor based in Des Moines, Iowa, with over 700 investment advisory professionals. They manage over $377 billion in assets for a diverse client base, including individuals, businesses, institutions, and pooled investment vehicles. The firm offers a wide range of investment advisory services, including asset allocation, portfolio management, and spread lending management. They also provide educational seminars and select other advisors for their clients.
Principal Asset Management

801 GRAND AVE

DES MOINES, IA 50392-0001

$377.22B

Assets Under Management

98

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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spread lending management and advice; asset allocation services; providing model portfolios

Spread lending management and advice; asset allocation services; providing model portfolios

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

Charge on a cost allocation basis to principal life

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Brandon Miller’s Registration & Firm History

IA

08/29/2016 - Present

Principal Asset Management (Des Moines IA)

IA

12/11/2012 - 03/16/2017

PRINCIPAL SECURITIES, INC. (DES MOINES IA)

IA

06/18/2012 - 11/29/2012

METLIFE SECURITIES INC. (WEST DES MOINES IA)

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Licenses & Designations

BOTH

Issued 07/05/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/13/2013

Series 4 - Registered Options Principal Examination

BC

Issued 04/09/2013

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/31/2013

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/13/2013

Series 52 - Municipal Securities Representative Examination

BC

Issued 06/16/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brandon Michael Miller.
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