Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brandon? Claim Your ProfileBrandon Marques is a financial professional with over 20 years of experience in the financial services industry. Currently, Brandon is registered with SG Americas Securities, LLC in New York, NY. Brandon has a strong background in investment banking and trading, and he is also a registered principal. Prior to his current role, Brandon has worked with several firms including RBS Securities Inc., ABN AMRO Incorporated, Bear, Stearns & Co. Inc., and Morgan Stanley & Co., Incorporated. Brandon holds a variety of licenses and certifications, including the Series 7, 63, 65, 24, 4, 9, 10, 14, 55, and the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/13/2010 - Present
SG Americas Securities, LLC (NEW YORK NY)
CT
09/11/2009 - 01/08/2010
RBS SECURITIES INC. (STAMFORD CT)
CT
02/26/2007 - 09/11/2009
ABN AMRO INCORPORATED (STAMFORD CT)
NY
09/23/2004 - 03/01/2007
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
03/22/2004 - 09/09/2004
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
03/27/2001 - 04/01/2004
BEAR, STEARNS & CO. INC. (NEW YORK NY)
MO
10/01/2000 - 04/05/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
12/18/1998 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
IA
Issued 12/27/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/15/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/26/2008
Series 14 - Compliance Officer Examination
BC
Issued 03/14/2003
Series 4 - Registered Options Principal Examination
BC
Issued 11/16/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/02/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/03/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/29/1999
Series 7 - General Securities Representative Examination
BC
Issued 12/17/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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