Unclaimed
Brandon Michael Hodge is a financial professional with over 20 years of experience in the industry. Brandon is currently registered with Wells Fargo Securities, LLC. Brandon has held previous positions with Wells Fargo Securities, LLC, Moreton Capital Markets, LLC, Wells Fargo Brokerage Services, L.L.C., Wells Fargo Investments, LLC, and Fidelity Brokerage Services LLC. Brandon holds a Series 7, Series 63, Series 99TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
08/29/2016 - Present
Wells Fargo Securities, LLC (MINNEAPOLIS MN)
UT
06/02/2016 - 08/18/2016
WELLS FARGO SECURITIES, LLC (SALT LAKE CITY UT)
UT
03/02/2016 - 05/31/2016
MORETON CAPITAL MARKETS, LLC (SALT LAKE CITY UT)
UT
11/06/2009 - 03/03/2016
WELLS FARGO SECURITIES, LLC (SALT LAKE CITY UT)
UT
07/09/2004 - 11/06/2009
WELLS FARGO BROKERAGE SERVICES, L.L.C. (SALT LAKE CITY UT)
CA
08/22/2002 - 07/15/2004
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
RI
12/13/2000 - 08/16/2002
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BC
Issued 12/27/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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