Unclaimed
Brandon Grunberg is a financial professional with experience in the securities industry. Brandon is currently registered with Tradition Securities And Derivatives LLC as a broker. Brandon is licensed to sell securities in Florida and New York. Brandon has passed several industry exams, including the Series 7TO, Series 57TO, SIE, and Series 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/04/2023 - Present
Tradition Securities AND Derivatives LLC (New York NY)
BC
Issued 10/07/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/10/2024
Series 57TO - Securities Trader Exam
BC
Issued 08/04/2023
Series 7TO - General Securities Representative Examination
BC
Issued 07/16/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
F
FINRA
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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