Unclaimed
Brandon Mackenzie Williams is a financial advisor with Vanguard Marketing Corp., a financial services firm based in Charlotte, NC. Brandon is registered with the Financial Industry Regulatory Authority (FINRA) and holds a Series 7TO, Series 63, and Securities Industry Essentials (SIE) licenses. Brandon has been active in the financial industry since December 31, 2022, and is licensed to provide investment advice in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
01/01/2023 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
BC
Issued 01/09/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/30/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/14/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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