Unclaimed
Brandon Cable has been in the financial industry since June 2001. Brandon is currently registered with Morgan Stanley and is actively registered in Georgia, Michigan and Texas. Brandon previously worked at a number of other firms including E*TRADE SECURITIES LLC, TD AMERITRADE, INC., CITIZENS SECURITIES, INC., CETERA INVESTMENT SERVICES LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, NATCITY INVESTMENTS, INC., CIG SECURITIES, CHARLES SCHWAB & CO., INC., BANC ONE SECURITIES CORPORATION, AMERICAN EXPRESS FINANCIAL ADVISORS INC., IDS LIFE INSURANCE COMPANY and PAINEWEBBER INCORPORATED. Brandon holds a Series 7 and Series 66 licenses. Brandon has a total of 56 state licenses including Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
GA
09/05/2023 - Present
Morgan Stanley (Alpharetta GA)
GA
10/17/2018 - 09/05/2023
E*TRADE SECURITIES LLC (Alpharetta GA)
MI
02/03/2017 - 08/07/2018
TD AMERITRADE, INC. (BIRMINGHAM MI)
MI
01/07/2016 - 01/24/2017
CITIZENS SECURITIES, INC. (ST. CLAIR SHORES MI)
MI
10/17/2011 - 12/28/2015
CETERA INVESTMENT SERVICES LLC (MACOMB MI)
MI
07/21/2008 - 10/12/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CLINTON TOWNSHIP MI)
MI
01/24/2008 - 07/15/2008
NATCITY INVESTMENTS, INC. (WASHINGTON MI)
MI
09/14/2007 - 12/11/2007
CIG SECURITIES (SOUTHFIELD MI)
MI
01/30/2004 - 07/13/2007
CHARLES SCHWAB & CO., INC. (TROY MI)
IL
01/07/2003 - 08/14/2003
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
MN
11/30/2000 - 10/22/2002
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
11/30/2000 - 10/22/2002
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NJ
01/28/2000 - 09/28/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BOTH
Issued 07/16/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/07/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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