Invested Better
Unclaimed

Unclaimed

Unclaimed

Brandon M Balazi

Alps Distributors, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Brandon? Claim Your Profile

About Brandon M Balazi

Brandon Balazi is a registered representative with Alps Distributors, Inc. Brandon has been in the industry since July 23, 2013, and has experience with multiple firms. Brandon holds the Series 66, SIE, and Series 7 licenses and is registered in 13 states.

Firm Information

Brandon Balazi is currently registered with Alps Distributors, Inc.. Alps Distributors, Inc. is a Corporation that was formed on July 1, 1985. It is registered in 53 states and is also approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

169

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Brandon Balazi’s Registration & Firm History

NJ

02/23/2023 - Present

Alps Distributors, Inc. (BERNARDSVILLE NJ)

NE

05/14/2015 - 02/15/2023

NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)

IL

01/30/2015 - 04/16/2015

FORESIDE FUND SERVICES, LLC (Chicago IL)

IL

07/19/2013 - 06/11/2014

NATIONAL SECURITIES CORPORATION (CHICAGO IL)

IL

03/08/2013 - 07/15/2013

KNIGHT CAPITAL AMERICAS LLC (CHICAGO IL)

Not sure if Brandon M Balazi is right for you?

Licenses & Designations

BOTH

Issued 04/17/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/07/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brandon M Balazi.
Not sure if Brandon M Balazi is right for you?