Unclaimed
Brandon Balazi is a registered representative with Alps Distributors, Inc. Brandon has been in the industry since July 23, 2013, and has experience with multiple firms. Brandon holds the Series 66, SIE, and Series 7 licenses and is registered in 13 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
02/23/2023 - Present
Alps Distributors, Inc. (BERNARDSVILLE NJ)
NE
05/14/2015 - 02/15/2023
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
IL
01/30/2015 - 04/16/2015
FORESIDE FUND SERVICES, LLC (Chicago IL)
IL
07/19/2013 - 06/11/2014
NATIONAL SECURITIES CORPORATION (CHICAGO IL)
IL
03/08/2013 - 07/15/2013
KNIGHT CAPITAL AMERICAS LLC (CHICAGO IL)
BOTH
Issued 04/17/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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