Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brandon? Claim Your ProfileBrandon Littleton is a financial advisor with Principal Securities, Inc. and has been in the industry since April 2011. Brandon has experience working with a variety of clients, including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit sharing plans. Brandon is a Certified Financial Planner. Brandon holds Series 7 and Series 63 registrations, as well as a Series 65 license. Brandon has worked for several firms prior to joining Principal Securities, Inc. including Fidelity Brokerage Services LLC and Fidelity Investments.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
WI
07/27/2018 - Present
Principal Securities, Inc. (Oconomowoc WI)
WI
04/07/2011 - 07/25/2018
FIDELITY BROKERAGE SERVICES LLC (BROOKFIELD WI)
IA
Issued 10/24/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/15/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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