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Brandon Levi Ward

Robinhood Financial, LLC

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About Brandon Levi Ward

Brandon Levi Ward is a financial professional with over 3 years of experience in the industry. Brandon is currently registered with Robinhood Financial, LLC and holds Series 3, 4, 7, 24, and 63 licenses. Prior to joining Robinhood Financial, LLC, Brandon was employed by TD Ameritrade, Inc. in Omaha, NE. Brandon is registered to offer securities in 53 states.

Firm Information

Brandon Ward is currently registered with Robinhood Financial, LLC. Robinhood Financial, LLC is a Limited Liability Company formed in August 2012. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Robinhood Financial, LLC has been the subject of 52 regulatory events and 5 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brandon Ward’s Registration & Firm History

FL

09/11/2023 - Present

Robinhood Financial, LLC (Lake Mary FL)

TX

10/04/2021 - 06/30/2023

ROBINHOOD FINANCIAL, LLC (Westlake TX)

NE

05/02/2020 - 09/24/2021

TD AMERITRADE, INC. (OMAHA NE)

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Licenses & Designations

BC

Issued 05/15/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/26/2023

Series 24 - General Securities Principal Examination

BC

Issued 10/28/2022

Series 4 - Registered Options Principal Examination

BC

Issued 06/02/2024

Series 3 - National Commodity Futures Examination

BC

Issued 04/30/2020

Series 7TO - General Securities Representative Examination

BC

Issued 01/24/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brandon Levi Ward.
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