Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brandon? Claim Your ProfileBrandon Westbrook is a financial professional with over 20 years of experience in the industry. Brandon is currently registered with Stifel, Nicolaus & Company, Inc. and has held previous positions with Vining-Sparks IBG, LLC, Sterne, Agee & Leach, Inc., Cortview Capital Securities LLC, Raymond James & Associates, Inc., Hattier, Sanford & Reynor, A Limited Partnership, L.L.P., Coastal Securities L.P., and Duncan-Williams, Inc. Brandon is a Series 63, SIE, and Series 7 licensed professional. Brandon specializes in providing financial planning, portfolio management, and educational seminars to individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
04/22/2022 - Present
Stifel, Nicolaus & Company, Inc. (MEMPHIS TN)
TN
01/03/2017 - 04/22/2022
VINING-SPARKS IBG, LLC (MEMPHIS TN)
TN
06/05/2015 - 01/11/2017
STIFEL, NICOLAUS & COMPANY, INCORPORATED (MEMPHIS TN)
TN
01/24/2012 - 06/05/2015
STERNE, AGEE & LEACH, INC. (MEMPHIS TN)
TN
05/04/2011 - 01/26/2012
CORTVIEW CAPITAL SECURITIES LLC (MEMPHIS TN)
TN
07/17/2007 - 05/09/2011
RAYMOND JAMES & ASSOCIATES, INC. (MEMPHIS TN)
TN
05/13/2005 - 06/14/2007
HATTIER, SANFORD & REYNOIR, A LIMITED PARTNERSHIP, L.L.P. (MEMPHIS TN)
TX
03/19/2002 - 05/10/2005
COASTAL SECURITIES L.P. (HOUSTON TX)
TN
03/29/2000 - 03/19/2002
DUNCAN-WILLIAMS, INC. (MEMPHIS (SHELBY) TN)
BC
Issued 02/04/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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