Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brandon? Claim Your ProfileBrandon Peek is a financial advisor with Tradier Brokerage, Inc. based in Charlotte, NC. Brandon has been in the industry since July 25, 2014, and has a Series 7, Series 63, Series 4, and Series 24. Brandon is registered with the Financial Industry Regulatory Authority (FINRA) and is also registered as a Broker-Dealer in 52 states. Prior to working at Tradier Brokerage, Inc., Brandon was employed at Ally Invest Securities LLC in Charlotte, NC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
02/07/2022 - Present
Tradier Brokerage, Inc. (CHARLOTTE NC)
NC
09/10/2012 - 03/24/2020
ALLY INVEST SECURITIES LLC (Charlotte NC)
BC
Issued 10/04/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/09/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/31/2014
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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