Unclaimed
Brandon Lee Kerndt is an investment advisor representative, registered with Mesirow Financial Investment Management, Inc. Brandon Kerndt has been in the financial industry since October 1996. Brandon Kerndt is registered in 13 states, and their firm, Mesirow Financial Investment Management, Inc., is registered in 44 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
IL
11/14/2016 - Present
Mesirow Financial Investment Management, Inc. (HIGHLAND PARK IL)
IL
11/15/1999 - 07/21/2010
CHARLES SCHWAB & CO., INC. (NORTHBROOK IL)
MO
04/17/1998 - 11/08/1999
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
10/18/1996 - 05/07/1998
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
10/18/1996 - 05/07/1998
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BOTH
Issued 05/10/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/29/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/1998
Series 7 - General Securities Representative Examination
BC
Issued 10/17/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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