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Brandon Lee Kerndt

Mesirow Financial Investment Management, Inc.

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About Brandon Lee Kerndt

Brandon Lee Kerndt is an investment advisor representative, registered with Mesirow Financial Investment Management, Inc. Brandon Kerndt has been in the financial industry since October 1996. Brandon Kerndt is registered in 13 states, and their firm, Mesirow Financial Investment Management, Inc., is registered in 44 states and the District of Columbia.

Firm Information

Brandon Kerndt is currently registered with Mesirow Financial Investment Management, Inc.. Mesirow Financial Investment Management, Inc. is an investment advisor headquartered in Chicago, Illinois, with over 99 investment adviser representatives and approximately $45 billion in regulatory assets under management. The firm provides a range of advisory services, including financial planning, pension consulting, portfolio management for individuals, businesses, investment companies, and pooled investment vehicles. They serve a diverse clientele, including high-net-worth individuals, corporations, charitable organizations, pension plans, and state and municipal government entities.
Mesirow Financial Investment Management, Inc.

353 N. CLARK ST

CHICAGO, IL 60654

$45.17B

Assets Under Management

Not reported

Total Clients

95

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Brandon Kerndt’s Registration & Firm History

IL

11/14/2016 - Present

Mesirow Financial Investment Management, Inc. (HIGHLAND PARK IL)

IL

11/15/1999 - 07/21/2010

CHARLES SCHWAB & CO., INC. (NORTHBROOK IL)

MO

04/17/1998 - 11/08/1999

A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)

NY

10/18/1996 - 05/07/1998

EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)

NY

10/18/1996 - 05/07/1998

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 05/10/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/29/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/15/1998

Series 7 - General Securities Representative Examination

BC

Issued 10/17/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Brandon Lee Kerndt. Review regulatory record here.
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