Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brandon? Claim Your ProfileBrandon Lavallee is a financial advisor with over 15 years of experience in the industry. Brandon is currently registered with Axos Clearing LLC and is active in the broker-dealer space. Brandon's career has included roles at other firms such as Pacific Select Distributors, LLC, Securities America, Inc., Principal Securities, Inc., TD Ameritrade, Inc., USAA Financial Advisors, Inc., Vanguard Marketing Corporation and Ameriprise Financial Services, Inc. Brandon holds the Series 7, Series 31, Series 66 and SIE licenses. Brandon is registered to provide securities advice in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NE
10/03/2019 - Present
Axos Clearing LLC (Omaha NE)
NE
05/21/2019 - 09/18/2019
PACIFIC SELECT DISTRIBUTORS, LLC (OMAHA NE)
NE
12/14/2017 - 05/08/2019
AXOS CLEARING LLC (OMAHA NE)
NE
07/25/2016 - 05/23/2017
SECURITIES AMERICA, INC. (LAVISTA NE)
NE
06/01/2016 - 07/14/2016
PRINCIPAL SECURITIES, INC. (OMAHA NE)
NE
11/29/2013 - 10/20/2015
TD AMERITRADE, INC. (OMAHA NE)
AZ
09/15/2011 - 09/17/2013
USAA FINANCIAL ADVISORS, INC. (PHOENIX AZ)
AZ
01/31/2008 - 05/27/2011
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
AZ
11/20/2007 - 12/19/2007
AMERIPRISE FINANCIAL SERVICES, INC. (SCOTTSDALE AZ)
CT
07/26/2007 - 11/19/2007
METLIFE SECURITIES INC. (WETHERSFIELD CT)
CT
04/02/2007 - 07/17/2007
MORGAN STANLEY & CO., INCORPORATED (HARTFORD CT)
CT
06/30/2006 - 04/02/2007
MORGAN STANLEY DW INC. (HARTFORD CT)
BOTH
Issued 01/16/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 06/29/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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